William A. Shahriari
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Abraheem Shahriari, who also goes by Will Shahriari, William Abraham Shahriari, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1994. William had worked at 6 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2019 - November 5, 2019
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
January 2, 2001 - April 3, 2018
MESIROW FINANCIAL, INC.
March 2, 2000 - January 2, 2001
SUNCOAST CAPITAL GROUP, LTD.
May 2, 1997 - February 25, 2000
WILLIAM R. HOUGH & CO.
May 25, 1995 - May 14, 1997
CITIGROUP GLOBAL MARKETS INC.
May 12, 1994 - June 8, 1995
HOWE BARNES HOEFER & ARNETT, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
CRD#: 8494 / SEC#: , 8-25547
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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