H J. Colburn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
H James Colburn, who also goes by James H Colburn, Jim Colburn, was a registered financial professional .
H is a previously registered financial professional and started their career in finance in 1994. H had worked at 6 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2006 - December 31, 2009
PROFESSIONAL ASSET MANAGEMENT, INC.
June 4, 2001 - January 12, 2017
GUSTAFSON BAXTER FINANCIAL SERVICES INC
March 15, 2001 - December 20, 2006
BRECEK & YOUNG ADVISORS, INC.
October 6, 2000 - March 6, 2001
DONAHUE SECURITIES, INC.
January 26, 1995 - October 18, 2000
PRIM SECURITIES, INCORPORATED
August 15, 1994 - December 16, 1994
WARWICK SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PROFESSIONAL ASSET MANAGEMENT, INC.
CRD#: 21125 / SEC#: , 8-38813
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
