Salvatore J. Pollina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvatore Joseph Pollina was a registered financial professional .
Salvatore is a previously registered financial professional and started their career in finance in 1994. Salvatore had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 1998 - August 20, 1998
ITRADEDIRECT.COM CORP
June 6, 1997 - March 12, 1998
BRIARWOOD INVESTMENT COUNSEL
January 30, 1997 - June 27, 1997
LT LAWRENCE & CO., INC.
April 17, 1996 - October 23, 1996
BISHOP, ALLEN, INC.
September 16, 1994 - April 15, 1996
DUKE & CO., INC.
April 27, 1994 - September 14, 1994
STRATTON OAKMONT INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ITRADEDIRECT.COM CORP
CRD#: 18281 / SEC#: , 8-36398
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Arbitration | 3 |
Red Flags
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