Donald L. St. Clair

ST. CLAIR FINANCIAL

Roseville, CA 95661

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CRD#: 2478175

Professional summary

Donald Lee St. Clair Jr., CFP®, who also goes by Donald St. Clair Jr, Don St. Clair Jr., Don St. Clair, Donald St. Clair Jr., Donald St. Clair, is a registered financial advisor currently at ST. CLAIR FINANCIAL located in Roseville, California.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Donald has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

What are your service offerings?

Debt Management

Education Planning

Comprehensive Financial Planni...

Social Security Planning

Retirement Income Management

Tax Planning

Retirement Planning

Investment Planning

Are you a "fiduciary"?

Yes

Aliases

Donald St. Clair Jr | Don St. Clair Jr. | Don St. Clair | Donald St. Clair Jr. | Donald St. Clair

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MortgageNudge� (https://mortgagenudge.com/, http://www.debttoolz.com/) not investment-related 2140 Professional Drive, Ste 250, Roseville, CA 95661 technology Owner, CEO 1/29/2004 10 hours per month 5 hours during trading marketing, site design, billing, accounting, and administration

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Lee St. Clair Jr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

February 16, 2010 - Present

ST. CLAIR FINANCIAL

Office #1: 2140 Professional Drive Suite 250, Roseville, CA 95661

RIA

CRD#: 151251

Roseville, CA

Past

March 18, 1999 - September 29, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

ROSEVILLE, CA

Past

December 18, 1998 - September 29, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

ROSEVILLE, CA

Past

April 23, 1996 - August 19, 1998

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

May 10, 1994 - December 18, 1998

ARAGON FINANCIAL SERVICES, INC.

CRD#: 16023

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ST. CLAIR FINANCIAL

CRD#: 151251 / SEC#: 801-133020

RIA

Registered Investment Advisory firm - (6/16/2025 Approved)

California

Registered Investment Advisory firm - (10/22/2025 Terminated)

Texas

Registered Investment Advisory firm - (9/22/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/16/2010)

IAR

Texas
(4/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/11/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/12/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/29/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/18/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/19/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/31/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/4/2002

General Securities Principal Examination

Current Firm

ST. CLAIR FINANCIAL

CRD#: 151251 / SEC#: 801-133020

RIA

Registered Investment Advisory firm - (6/16/2025 Approved)

California

Registered Investment Advisory firm - (10/22/2025 Terminated)

Texas

Registered Investment Advisory firm - (9/22/2025 Terminated)

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Contact information

Main Address

2140 Professional Drive Suite 250, Roseville, CA 95661

Mailing Address

Phone number

(916) 780-1848

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-05-16 ST. CLAIR FINANCIAL FORM ADV PART 2A (5/17/2025)

Regulatory assets under management

Total Number of Accounts	288
AUM (Assets Under Management)	$ 118,479,003

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Donald L. St. Clair

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Lee St. Clair Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

VOYA FINANCIAL ADVISORS, INC.

ARAGON FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ST. CLAIR FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 3/11/1999

Series 63

Date: 5/12/1994

SIE

Date: 9/29/2017

Series 7

Date: 2/18/1997

Series 6

Date: 4/19/1994

Series 51

Date: 3/31/2003

Series 24

Date: 11/4/2002

Current Firm

ST. CLAIR FINANCIAL

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ST. CLAIR FINANCIAL

TRUST BUT VERIFY

Contact information

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