John T. Strehle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John T Strehle, who also goes by John Thomas Strehle, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 8 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2009 - November 2, 2022
MANAGED ACCOUNT ADVISORS LLC
November 21, 2007 - October 20, 2008
CITIGROUP GLOBAL MARKETS INC.
June 14, 2006 - March 1, 2007
MAXIM GROUP LLC
January 3, 2003 - July 2, 2004
BROKERAGEAMERICA, LLC
September 20, 2000 - December 9, 2002
APEX CLEARING CORPORATION
August 7, 2000 - September 25, 2000
CIBC WORLD MARKETS CORP.
October 1, 1998 - August 16, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 12, 1996 - August 13, 1998
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
MANAGED ACCOUNT ADVISORS LLC
CRD#: 142558 / SEC#: 801-67569
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/13/1999
Limited Representative-Equity Trader ExamCurrent Firm
MANAGED ACCOUNT ADVISORS LLC
CRD#: 142558 / SEC#: 801-67569
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,028,672 |
| AUM (Assets Under Management) | $ 829,737,908,017 |
Red Flags
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