Jacques Frenkel

GENEVA FINANCIAL GROUP

JACKSON, NJ 08527

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CRD#: 2478034

Professional summary

Jacques Frenkel, who also goes by Jack Frenkel, is a registered financial advisor currently at GENEVA FINANCIAL GROUP located in Jackson, New Jersey.

Jacques is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Jacques has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack Frenkel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) GENEVA FINANCIAL GROUP LLC D/B/A FOR NIC,NSC & NAM PRESIDENT OWNER START 2004 4 HRS PER MONTH ALL DURING TRADING HRS...(2) TARYAG FOUNDATION PERSONAL PROVIDE CHARITY FOUNDATION PRESIDENT START 2004 1/2 HR PER MONTH DURING TRADING HRS...(3) GENEVA REALTY LLC REAL ESTATE PRESIDENT AND OWNER START 2014 18 HRS PER MONTH 6 HRS DURING TRADING HRS...(4) GFG REALTY LLC REAL ESTATE PRESIDENT AND OWNER START 2014 18 HRS PER MONTH 6HRS DURING TRADING HRS...(5) B. RILEY WEALTH INSURANCE; INVESTMENT - RELATED; 2060 W. COUNTY LINE RD. JACKSON, NJ 08527; INSURANCE PRODUCT SALES; SELF - EMPLOYED CONTRACTOR; START DATE 2022; 2 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; SELF - EMPLOYED CONTRACTOR - RECOMMEND INSURANCE PRODUCTS WHEN APPROPRIATE AND SUITABLE TO CLIENT.. (6) GFG Group LLC, Not Investment Related, Franklin NJ, A logistics Freight transportation company About 2 hours per week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacques Frenkel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2024 - Present

GENEVA FINANCIAL GROUP

Office #1: 2060 W. County Line Rd, Jackson, NJ 08527

RIA

CRD#: 331944

JACKSON, NJ

Past

July 22, 2022 - June 25, 2024

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

Jackson, NJ

Past

September 9, 2016 - June 25, 2024

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

JACKSON, NJ

Past

September 1, 2016 - July 22, 2022

NATIONAL SECURITIES CORPORATION

CRD#: 7569

JACKSON, NJ

Past

August 26, 2010 - September 2, 2016

BOLTON GLOBAL CAPITAL

CRD#: 15650

JACKSON, NJ

Past

August 20, 2010 - September 6, 2016

BOLTON SECURITIES CORPORATION

RIA

CRD#: 129376

LAKEWOOD, NJ

Past

February 27, 2004 - August 30, 2010

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

LAKEWOOD, NJ

Past

February 27, 2004 - August 30, 2010

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

LAKEWOOD, NJ

Past

May 6, 2002 - March 11, 2004

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

TOMS RIVER, NJ

Past

June 13, 1996 - March 11, 2004

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

May 10, 1994 - June 20, 1996

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GENEVA FINANCIAL GROUP

GENEVA FINANCIAL GROUP | GENEVA FINANCIAL GROUP LLC

CRD#: 331944 / SEC#: 801-130720

RIA

Registered Investment Advisory firm - (7/19/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(7/24/2024)

IAR

New York
(8/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/20/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/20/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/22/2006

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/9/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 5/17/2004

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 5/10/2004

General Securities Sales Supervisor - General Module Examination

Current Firm

GENEVA FINANCIAL GROUP

GENEVA FINANCIAL GROUP | GENEVA FINANCIAL GROUP LLC

CRD#: 331944 / SEC#: 801-130720

RIA

Registered Investment Advisory firm - (7/19/2024 Approved)

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Contact information

Main Address

2060 W. County Line Rd, Jackson, NJ 08527

Mailing Address

Phone number

(732) 719-4101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GENEVA FINANCIAL GROUP FORM ADV PART 2A BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	71
AUM (Assets Under Management)	$ 188,109,100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jacques Frenkel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacques Frenkel's CRS (Customer Relationship Summary).

Certified licenses

Experience

B. RILEY WEALTH MANAGEMENT

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

BOLTON GLOBAL CAPITAL

BOLTON SECURITIES CORPORATION

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

GENEVA FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 5/20/1994

Series 63

Date: 5/20/1994

SIE

Date: 10/1/2018

Series 3

Date: 5/22/2006

Series 7

Date: 5/9/1994

Series 9

Date: 5/17/2004

Series 10

Date: 5/10/2004

Current Firm

GENEVA FINANCIAL GROUP

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GENEVA FINANCIAL GROUP

TRUST BUT VERIFY

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