Jack R. Seaton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Ray Seaton was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1994. Jack had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2020 - June 5, 2023
HIGH COUNTRY CAPITAL MANAGEMENT
June 20, 2018 - November 14, 2018
WESTERN WEALTH MANAGEMENT LLC
January 1, 1999 - February 18, 2011
JACK RYAN & ASSOCIATES
January 1, 1999 - November 2, 2018
LPL FINANCIAL LLC
July 2, 1998 - November 2, 2018
LPL FINANCIAL LLC
February 3, 1995 - July 6, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 6, 1994 - January 20, 1995
ROBERT VAN SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HIGH COUNTRY CAPITAL MANAGEMENT
CRD#: 106151 / SEC#: 801-63035
Contact information
Regulatory assets under management
| Total Number of Accounts | 353 |
| AUM (Assets Under Management) | $ 82,381,661 |
Red Flags
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