Jason S. Pirkle

LIVERMORE TRADING GROUP

New York, NY 10005

Some features on this profile are disabled

CRD#: 2477982

Professional summary

Jason Scot Pirkle is a registered financial professional currently at LIVERMORE TRADING GROUP, INC. located in New York, New York.

Jason is registered as a RR (Registered Representative) and started their career in finance in 1994. Jason has worked at 5 firms and has passed the Series 63, Series 19, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Scot Pirkle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 19, 2025 - Present

LIVERMORE TRADING GROUP, INC.

Office #1: 11 Wall Street, New York, NY 10005

CRD#: 32968

New York, NY

Past

September 20, 2013 - January 2, 2025

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

May 10, 2010 - May 21, 2013

DIRECT ACCESS PARTNERS LLC

CRD#: 120950

NEW YORK, NY

Past

February 2, 2001 - April 13, 2010

KABRIK TRADING LLC

CRD#: 104460

NEW YORK, NY

Past

June 20, 1994 - January 2, 2001

ROSENBLATT SECURITIES INC.

CRD#: 18377

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(8/19/2025)

Exams

State Security Law Exam

Series 63

Date: 11/15/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 19

Date: 9/3/2025

NYSE Floor Clerk - Equities Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/3/2007

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/19/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/14/2002

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 12/20/2001

Registered Options Principal Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

New York Stock Exchange

Current Firm

LIVERMORE TRADING GROUP, INC.

LIVERMORE TRADING GROUP, INC. | MALBIN SECURITIES CORP

CRD#: 32968 / SEC#: , 8-45248

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

11 Wall Street, New York, NY 10005

Mailing Address

C/o Accounting & Compliance International 199 Water Street 9th Floor, New York, NY, 10038

Phone number

(212) 742-0460

Established

New York since 10/09/1992

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FINNERTY, ROBERT JAMES	NON-VOTING SHAREHOLDER	4324883
MCKENNA, PETER	NON-VOTING SHAREHOLDER	5200388
FITZGERALD, HEATHER MARIE	FINOP/PFO/POO	4427665
NAPOLITANO, VINCENT FRANK	PRES/CEO/SECRETARY/TREASURER/CCO/COO/DIRECTOR/VOTING SHAREHOLDER	3109342

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jason S. Pirkle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Scot Pirkle's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUCO SECURITIES, LLC.

DIRECT ACCESS PARTNERS LLC

KABRIK TRADING LLC

ROSENBLATT SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/15/1994

Series 19

Date: 9/3/2025

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 7/3/2007

Series 7

Date: 6/19/1994

Series 24

Date: 2/14/2002

Series 4

Date: 12/20/2001

FINRA

NYSE American LLC

New York Stock Exchange

Current Firm

LIVERMORE TRADING GROUP, INC.

Contact information

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LIVERMORE TRADING GROUP, INC.

TRUST BUT VERIFY

Similar Advisors