Patrick M. Drum
Professional summary
Patrick Merton Drum, who also goes by Patrick M Drum, Patrick Merton Drum, Patrick Drum, is a registered financial professional currently at BMO CAPITAL MARKETS CORP. located in Chicago, Illinois.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1994. Patrick has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Merton Drum's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 18, 2026 - Present
BMO CAPITAL MARKETS CORP.
Office #1: 320 South Canal Street, Chicago, IL 60606February 2, 2022 - August 9, 2024
WELLS FARGO SECURITIES, LLC
November 1, 2010 - June 15, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 19, 2008 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
April 27, 1994 - August 25, 1995
PNC CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 2/2/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BMO CAPITAL MARKETS CORP.
CRD#: 16686 / SEC#: 801-73047, 8-34344
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO FINANCIAL CORP. | SHAREHOLDER | |
| BRICKLEY, THOMAS JOHN | FINANCIAL AND OPERATIONS PRINCIPAL | 3028843 |
| ESTEY, WARREN FRANCIS | MANAGING DIRECTOR, INVESTMENT BANKING | 3114183 |
| FORLENZA, MICHAEL | HEAD, CHIEF OPERATING OFFICER | 5886049 |
| KAHRAMAN, LEVENT | MANAGING DIRECTOR, GLOBAL MARKETS | 2802822 |
| WALISEVER, ARI | CHIEF COMPLIANCE OFFICER | 4425793 |
| WOODWARD, JOEL EDWARD | CHIEF FINANCIAL OFFICER | 5467904 |
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,210,751,477 |
Disclosures
| Regulatory Event | 46 |
| Civil Event | 1 |
Red Flags
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Company Information
BMO CAPITAL MARKETS CORP.
CRD#: 16686Chicago, IL 60606TRUST BUT VERIFY
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