Jaime R. Hellman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jaime Robert Hellman, who also goes by Jamie Robert Hellman, was a registered financial professional .
Jaime is a previously registered financial professional and started their career in finance in 1994. Jaime had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2002 - January 23, 2003
GILFORD SECURITIES INCORPORATED
June 11, 2002 - October 10, 2002
DPEC CAPITAL, INC.
March 6, 2002 - May 1, 2002
COMMONWEALTH ASSOCIATES
May 9, 2000 - March 25, 2002
TRAUTMAN WASSERMAN & COMPANY, INC.
September 24, 1999 - June 1, 2000
ARJENT LTD.
November 30, 1998 - September 20, 1999
GENEVA CAPITAL CORP.
April 8, 1997 - October 8, 1998
AUGMENT SECURITIES INC.
May 6, 1994 - April 17, 1997
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GILFORD SECURITIES INCORPORATED
CRD#: 8076 / SEC#: , 8-24230
Contact information
Documents
Disclosures
| Regulatory Event | 21 |
| Arbitration | 29 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
