Jack N. Kinney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Norman Kinney, who also goes by Jack Norman Kinney, was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1994. Jack had worked at 13 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2009 - September 26, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
December 16, 2008 - October 12, 2009
KALOS CAPITAL, INC.
November 3, 2006 - December 12, 2006
USA WEALTH MANAGEMENT LLC
May 19, 2006 - December 12, 2006
USA ADVANCED PLANNERS INC.
May 2, 2005 - May 8, 2006
USA FINANCIAL SECURITIES LLC
September 19, 2002 - September 30, 2003
USA FINANCIAL SECURITIES LLC
March 12, 2002 - September 13, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 2002 - September 13, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 21, 2001 - November 1, 2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 21, 2001 - November 1, 2001
OSAIC FA, INC.
July 21, 1998 - November 11, 1999
WALNUT STREET SECURITIES, INC.
May 8, 1996 - December 16, 1997
HORNOR, TOWNSEND & KENT, LLC
October 27, 1995 - June 1, 1996
VOYA FINANCIAL ADVISORS, INC.
November 2, 1994 - October 2, 1995
MARINER FINANCIAL SERVICES, INC.
May 17, 1994 - November 2, 1994
RELIASTAR FINANCIAL MARKETING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
