Sean M. Mueller
Professional summary
Sean Michael Mueller was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Sean is a previously registered financial advisor and started their career in finance in 1994. Prior to being barred, Sean had worked at 3 firms, which includes MUELLER CAPITAL MANAGEMENT LLC, CAPITAL SUISSE SECURITIES INC., FOSTER JEFFRIES SECURITIES LLC.
Question & Answer
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2000 - December 31, 2005
MUELLER CAPITAL MANAGEMENT, LLC
November 17, 1995 - July 21, 1998
CAPITAL SUISSE SECURITIES, INC.
May 16, 1994 - November 27, 1995
FOSTER JEFFRIES SECURITIES, LLC
State Registrations and Notice Filings
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Current firm
No current employment
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