Hally M. Dunn

4WEALTH ADVISORS

Burr Ridge, IL 60527-6490

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CRD#: 2477548

Professional summary

Hally Maria Dunn, who also goes by Hally Maria Prikopa, is a registered financial advisor currently at 4WEALTH ADVISORS, INC. located in Burr Ridge, Illinois.

Hally is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Hally has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hally Maria Prikopa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

4WEALTH INSURANCE GROUP, YES, 745 MCCLINTOCK DRIVE, SUITE 150, BURR RIDGE, IL 60527, AGENT, 01/2003, 120, 5, HELP CLIENTS WITH LIFE, DISABILITY, AND LONG TERM CARE INSURANCE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hally Maria Dunn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 25, 2005 - Present

4WEALTH ADVISORS, INC.

Office #1: 745 Mcclintock Drive Suite 150, Burr Ridge, IL 60527-6490

RIA

CRD#: 129727

Burr Ridge, IL

Past

September 11, 2013 - December 31, 2023

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

BURR RIDGE, IL

Past

February 24, 2005 - September 13, 2013

OSAIC WEALTH, INC.

RIA

CRD#: 23131

BURR RIDGE, IL

Past

December 4, 2002 - September 13, 2013

OSAIC WEALTH, INC.

CRD#: 23131

BURR RIDGE, IL

Past

January 18, 2000 - September 19, 2002

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

OAK PARK, IL

Past

May 9, 1994 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

May 9, 1994 - September 19, 2002

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

4WEALTH ADVISORS, INC.

4WEALTH ADVISORS, INC. | RECCHIA PENSION ADVISORY | CAMBRIDGE WEALTH MANAGEMENT, INC.

CRD#: 129727 / SEC#: 801-113392

RIA

Registered Investment Advisory firm - (6/11/2018 Approved)

Florida

Registered Investment Advisory firm - (9/18/2018 Terminated)

Illinois

Registered Investment Advisory firm - (6/11/2018 Terminated)

Indiana

Registered Investment Advisory firm - (9/19/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (9/18/2018 Terminated)

Texas

Registered Investment Advisory firm - (9/18/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/25/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/16/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/6/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/21/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/6/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

4WEALTH ADVISORS, INC.

4WEALTH ADVISORS, INC. | RECCHIA PENSION ADVISORY | CAMBRIDGE WEALTH MANAGEMENT, INC.

CRD#: 129727 / SEC#: 801-113392

RIA

Registered Investment Advisory firm - (6/11/2018 Approved)

Florida

Registered Investment Advisory firm - (9/18/2018 Terminated)

Illinois

Registered Investment Advisory firm - (6/11/2018 Terminated)

Indiana

Registered Investment Advisory firm - (9/19/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (9/18/2018 Terminated)

Texas

Registered Investment Advisory firm - (9/18/2018 Terminated)

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Contact information

Main Address

745 Mcclintock Drive Suite 150, Burr Ridge, IL 60527-6490

Mailing Address

Phone number

(708) 695-5300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

4WEALTH ADVISORS, INC. DISCLOSURE BROCHURE (3/13/2025)

Regulatory assets under management

Total Number of Accounts	1,306
AUM (Assets Under Management)	$ 246,912,650

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Hally M. Dunn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hally Maria Dunn's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

4WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/16/1999

Series 63

Date: 5/6/1994

SIE

Date: 10/1/2018

Series 7

Date: 9/21/1999

Series 6

Date: 5/6/1994

Current Firm

4WEALTH ADVISORS, INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

4WEALTH ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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