Thomas S. Dreyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Stanley Dreyer, who also goes by Thomas S Dreyer, Tom Dreyer, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1994. Thomas had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2017 - December 10, 2021
SECURE CAPITAL RESEARCH, LLC
April 3, 2014 - January 2, 2015
PRAIRIE CAPITAL MANAGEMENT, LLC
November 8, 2006 - January 12, 2009
B. RILEY SECURITIES, INC.
February 7, 2003 - May 9, 2005
DEMOCRACY FUNDING LLC
May 9, 2001 - December 12, 2006
CHARTERMAC REAL ESTATE SECURITIES, LLC
October 25, 1994 - February 16, 1999
B. RILEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SECURE CAPITAL RESEARCH, LLC
CRD#: 287568 / SEC#: , 8-69904
Contact information
Documents
Red Flags
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