Donald L. Hoffman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Leonard Hoffman was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1970. Donald had worked at 10 firms and has passed the Series 65, Series 63, Series 5, Series 1, Series 30 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2011 - July 10, 2012
P.J. ROBB VARIABLE, LLC
May 21, 2008 - March 30, 2009
IFS SECURITIES
May 18, 2004 - April 29, 2006
FRANKLIN ROSS, INC.
October 27, 2000 - June 3, 2002
BRILL SECURITIES, INC.
August 1, 1996 - October 30, 2000
CALTON & ASSOCIATES, INC.
April 23, 1993 - July 24, 1996
JOSEPHTHAL & CO., INC.
September 30, 1987 - March 23, 1993
UBS FINANCIAL SERVICES INC.
May 3, 1978 - September 9, 1987
LEHMAN BROTHERS INC.
November 18, 1974 - November 29, 1983
CITIGROUP GLOBAL MARKETS INC.
July 28, 1970 - November 23, 1974
T REYNOLDS & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationSeries 1
Date: 12/13/1965
Registered Representative ExaminationSeries 40
Date: 1/3/1976
Registered Principal ExaminationCurrent Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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