William S. Bonwell

BONWELL CAPITAL MANAGEMENT

Richmond, VA 23226

Some features on this profile are disabled

CRD#: 2477365

Professional summary

William Shawn Bonwell, CFP® is a registered financial advisor currently at BONWELL CAPITAL MANAGEMENT, LLC located in Richmond, Virginia.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. William has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

William S. Bonwell, independent insurance agent. Business is non-investment related. Address: 5700 West Grace St., Suite 107, Richmond, VA 23226 Nature: Selling Life and Health Insurance Position: Agent Relationship to other business: Part of Comprehensive Financial Planning Start Date: 01/2006 Hours devoted to other business: 3 per month Hours devoted during securities trading time: .1 Duties: Service existing insurance policies for clients and recommending new policies for new clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Shawn Bonwell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

January 18, 2006 - Present

BONWELL CAPITAL MANAGEMENT, LLC

Office #1: 5700 West Grace Street Suite 107, Richmond, VA 23226

RIA

CRD#: 139236

Richmond, VA

Past

January 5, 2006 - January 18, 2006

SYNERGY INVESTMENT GROUP, LLC

RIA

CRD#: 46035

RICHMOND, VA

Past

January 5, 2006 - September 9, 2008

SYNERGY INVESTMENT GROUP, LLC

CRD#: 46035

RICHMOND, VA

Past

May 10, 1995 - January 6, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

GLEN ALLEN, VA

Past

April 10, 1995 - January 6, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 10, 1995 - January 6, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

February 17, 1995 - April 10, 1995

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/20/2018)

IAR

Texas
(3/12/2012)

IAR

Virginia
(1/18/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/20/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/26/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/18/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/17/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BONWELL CAPITAL MANAGEMENT, LLC

CRD#: 139236 / SEC#: 801-68776

RIA

Registered Investment Advisory firm - (7/12/2012 Terminated)

Florida

Registered Investment Advisory firm - (9/20/2018 Approved)

Texas

Registered Investment Advisory firm - (2/14/2012 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (4/23/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5700 West Grace Street Suite 107, Richmond, VA 23226

Mailing Address

Phone number

(804) 285-1546

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	222
AUM (Assets Under Management)	$ 98,089,579

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph Mcvey

UBS FINANCIAL SERVICES INC.

IAR

Powhatan, VA

Karen Jones

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Richmond, VA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William S. Bonwell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Shawn Bonwell's CRS (Customer Relationship Summary).

Certified licenses

Experience

SYNERGY INVESTMENT GROUP, LLC

SYNERGY INVESTMENT GROUP, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 65

Date: 4/20/1995

Series 63

Date: 4/26/1994

Series 7

Date: 4/18/1995

Series 6

Date: 1/17/1995

Current Firm

BONWELL CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BONWELL CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors