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KW

Kenneth S. Weinstein

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CRD#: 2477363
KW

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kenneth Sanford Weinstein was a registered financial professional .

Kenneth is a previously registered financial professional and started their career in finance in 1994. Kenneth had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 2, 1998 - February 8, 1999

PACIFIC CONTINENTAL SECURITIES CORPORATION

BD
CRD#: 2398
BEVERLY HILLS, CA
Past

May 8, 1998 - June 26, 1998

THE CAMELOT GROUP, INC.

BD
CRD#: 31091
FT LAUDERDALE, FL
Past

January 6, 1998 - April 6, 1998

MORGAN, TAYLOR & ASSOCIATES, INC.

BD
CRD#: 37447
MINEOLA, NY
Past

November 10, 1997 - December 31, 1997

PACIFIC CORTEZ SECURITIES INCORPORATED

BD
CRD#: 24341
SAN DIEGO, CA
Past

January 22, 1997 - September 9, 1997

MORGAN GRANT CAPITAL CORP.

BD
CRD#: 28595
GARDEN CITY, NY
Past

August 1, 1994 - December 20, 1996

STRATTON OAKMONT INC.

BD
CRD#: 18692
LAKE SUCCESS, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/10/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/14/1996
General Securities Principal Examination

Current Firm


PC
PACIFIC CONTINENTAL SECURITIES CORPORATION
CROMWELL INVESTMENTS, INC. | STUART P. KASTNER & ASSOCIATES, INC. | PACIFIC CONTINENTAL SECURITIES CORPORATION

CRD#: 2398 / SEC#: , 8-8645

BD
Terminated by SEC on 01/11/2002
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Contact information


Main Address
Mailing Address
Phone number
Established
California since 05/25/1960
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
ALLEN, JAMES ALBERTPRES, TRES, SEC, COO, CCO1645732
BALMER, GEORGE FLEISCHERFINOP MSRB CROP SROP1046182
BELL, FRANK RICHARDCOMPLIANCE OFFICER1425780

Disclosures


Regulatory Event5
Arbitration2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PACIFIC CONTINENTAL SECURITIES CORPORATION

CRD#: 2398

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