John M. Klukewycz
Professional summary
John M Klukewycz was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, John had worked at 8 firms, which includes S.G. MARTIN SECURITIES LLC, ARGUS SECURITIES INC., BARRON CHASE SECURITIES INC., EUROPA SECURITIES LLC, MATRIX SECURITIES CORPORATION, TOLUCA PACIFIC SECURITIES CORP., DICKINSON & CO., MONTANO SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2002 - January 7, 2003
S.G. MARTIN SECURITIES LLC
March 23, 2001 - May 9, 2002
ARGUS SECURITIES, INC.
April 16, 1998 - June 4, 1998
BARRON CHASE SECURITIES, INC.
June 27, 1997 - October 9, 1997
EUROPA SECURITIES, LLC
April 4, 1997 - August 8, 1997
MATRIX SECURITIES CORPORATION
September 26, 1995 - May 6, 1997
TOLUCA PACIFIC SECURITIES CORP.
February 1, 1995 - August 30, 1995
DICKINSON & CO.
May 13, 1994 - January 19, 1995
MONTANO SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Series 8
Date: 8/13/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
S.G. MARTIN SECURITIES LLC
CRD#: 46908 / SEC#: , 8-51583
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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