Carl A. Millard

ANDY MILLARD ADVISORY

Columbus, NC

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CRD#: 2477172

Professional summary

Carl Andrew Millard, CFP®, who also goes by Andy Millard, C. Andrew Millard, is a registered financial advisor currently at ANDY MILLARD ADVISORY, LLC located in Columbus, North Carolina.

Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Carl has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Biography

If you're like many people, you’ve worked hard. You’ve played by the rules and saved for retirement. Now, the world has changed, and you don’t know what tomorrow will bring. You want to regain the feeling of control and financial independence that you worked a lifetime to achieve.We’d like to help. As an independent, fee-only advisor firm, we work for our clients—and no one else. You’ll see the difference in everything we do.Our principal is C. Andrew Millard, CFP®. Andy has a way of viewing the world from several angles at once, of making the complex simple, and of helping our clients emerge from confusion to clarity. Communicative and proactive: In order for you to feel comfortable with your investments, we believe it is important for you to hear from us often. We educate our clients in a number of ways: weekly email updates, periodic phone calls, written quarterly reports, and individual consultations are all part of the client process. In addition we host frequent client events, mostly educational, but sometimes social—and always fun.

Question & Answer

What are your service offerings?

Estate Planning

Investment Planning

Socially Responsible Investing

Retirement Planning

Insurance Planning

Inheritance

Do you have an area of expertise or specialization?

AUM

Financial Psychology/Coaching

Investment Advice with Ongoing...

Socially Responsible Investmen...

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Yes

Aliases

Andy Millard | C. Andrew Millard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Andrew Millard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

March 12, 2021 - Present

ANDY MILLARD ADVISORY, LLC

RIA

CRD#: 312180

Columbus, NC

Past

July 28, 2010 - April 28, 2016

MILLARD & COMPANY, INC.

RIA

CRD#: 154394

TRYON, NC

Past

June 5, 2000 - September 22, 2010

MAIN STREET FINANCIAL GROUP, INC

RIA

CRD#: 118849

TRYON, NC

Past

January 4, 1999 - August 14, 2002

MEDALLION INVESTMENT SERVICES, INC.

CRD#: 45314

SEVERNA PARK, MD

Past

August 26, 1996 - December 31, 1998

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

January 1, 1996 - September 4, 1996

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

January 18, 1995 - January 1, 1996

COMPREHENSIVE FINANCIAL SERVICES, INC.

CRD#: 22710

Past

December 15, 1994 - January 16, 1995

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Past

June 1, 1994 - December 23, 1994

FIRST AFFILIATED SECURITIES

CRD#: 23737

LA JOLLA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(3/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/6/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/31/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/9/1999

General Securities Principal Examination

Current Firm

ANDY MILLARD ADVISORY, LLC

CRD#: 312180 / SEC#:

North Carolina

Registered Investment Advisory firm - (3/12/2021 Approved)

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Contact information

Main Address

Columbus, NC

Mailing Address

Phone number

(828) 817-2999

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	53
AUM (Assets Under Management)	$ 12,635,948

Red Flags

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Carl A. Millard

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Andrew Millard's CRS (Customer Relationship Summary).

Certified licenses

Experience

MILLARD & COMPANY, INC.

MAIN STREET FINANCIAL GROUP, INC

MEDALLION INVESTMENT SERVICES, INC.

SECURITIES SERVICE NETWORK, LLC

IFG NETWORK SECURITIES, INC.

COMPREHENSIVE FINANCIAL SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST AFFILIATED SECURITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/1995

Series 63

Date: 6/6/1994

Series 7

Date: 5/31/1994

Series 24

Date: 8/9/1999

Current Firm

ANDY MILLARD ADVISORY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ANDY MILLARD ADVISORY, LLC

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