Todd M. Jacobs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Matthew Jacobs was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1994. Todd had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 55 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2017 - June 15, 2018
SEAPORT GLOBAL SECURITIES LLC
August 19, 2013 - May 10, 2016
BREAN CAPITAL, LLC
November 1, 2007 - April 15, 2008
OFFMAN SECURITIES, LLC
April 4, 2007 - October 12, 2007
G-2 TRADING,LLC
May 1, 2006 - March 14, 2007
ECHOTRADE LLC
November 21, 2002 - February 10, 2003
WORTHINGTON SECURITIES, L.L.C.
June 22, 2001 - December 31, 2001
SERVICE ASSET MANAGEMENT COMPANY
June 18, 1996 - June 29, 2001
AMERIPRISE ADVISOR SERVICES, INC.
April 25, 1994 - October 6, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/28/2000
Limited Representative-Equity Trader ExamCurrent Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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