Gregory A. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Allen Taylor, who also goes by Greg Taylor, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1994. Gregory had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2014 - October 4, 2016
FBL MARKETING SERVICES, LLC
May 13, 2011 - May 27, 2014
MUTUAL SECURITIES, INC.
September 13, 2010 - May 27, 2014
GUIDANCE INVESTMENT ADVISORS, LLC
October 16, 2007 - May 13, 2011
FINTEGRA, LLC
February 7, 2005 - October 16, 2007
QUESTAR ASSET MANAGEMENT, INC.
September 2, 2003 - October 16, 2007
QUESTAR CAPITAL CORPORATION
January 22, 2002 - October 1, 2010
COMPASS FINANCIAL ADVISORS LLC
January 16, 2002 - September 2, 2003
MUTUAL SERVICE CORPORATION
January 7, 1998 - September 28, 2001
KESTRA INVESTMENT SERVICES, LLC
January 24, 1997 - December 10, 1997
WALNUT STREET SECURITIES, INC.
February 12, 1996 - December 31, 1996
WALNUT STREET SECURITIES, INC.
June 14, 1994 - November 14, 1995
IDS LIFE INSURANCE COMPANY
June 14, 1994 - November 14, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FBL MARKETING SERVICES, LLC
CRD#: 5309 / SEC#: , 8-15855
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FBL FINANCIAL GROUP, INC | OWNER | |
| ALDRIDGE, ANTHONY JAMES | CHIEF ACCOUNTING OFFICER | 5999478 |
| GLEASON, MATHEW EVERETTE | PRESIDENT | 6434929 |
| MAY, CLINT JAMES | VICE PRESIDENT ASSISTANT GENERAL COUNSEL | 4129595 |
| MCGONEGLE, JULIE MARIE | FINANCIAL SERVICES ADMINISTRATION VICE PRESIDENT | 2188891 |
| MORGAN, JENNIFER LEA | CHIEF COMPLIANCE OFFICER & ASST. SECRETARY | 2550729 |
| NELSON, JAMES ARTHUR | MANAGER LIFE ACCOUNTING AND FINOP | 4640561 |
| O'TOOL, MICHAEL DEAN | DIRECTOR COMPLIANCE | 2570040 |
| SEIBEL, DONALD JOSEPH | TREASURER | 6140054 |
| SHRYACK, CHRISTOPHER THOMAS | VICE PRESIDENT LIFE SALES | 2105590 |
| ST CLAIR, KARI LOUISE | DIRECTOR, MARKETING SVCS & FIELD SUPPORT | 3168561 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
