Joseph J. Papeo
Professional summary
Joseph John Papeo was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Joseph had worked at 4 firms, which includes DALTON KENT SECURITIES GROUP INC., THE THERMOPYLAE GROUP INC., WALSH MANNING SECURITIES LLC, STRATTON OAKMONT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2000 - December 11, 2000
DALTON KENT SECURITIES GROUP, INC.
September 21, 1999 - February 1, 2000
DALTON KENT SECURITIES GROUP, INC.
July 24, 1998 - October 19, 1999
THE THERMOPYLAE GROUP, INC.
November 30, 1995 - July 2, 1998
WALSH MANNING SECURITIES, LLC
August 24, 1994 - December 8, 1995
STRATTON OAKMONT INC.
State Registrations and Notice Filings
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Exams
Current Firm
DALTON KENT SECURITIES GROUP, INC.
CRD#: 38813 / SEC#: , 8-48435
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
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