Marc B. Silk

SILK INVESTMENT ADVISORS

Medfield, MA

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CRD#: 2476761

Professional summary

Marc Berman Silk, who also goes by Milk Silk, Silky Silk, is a registered financial advisor currently at SILK INVESTMENT ADVISORS located in Medfield, Massachusetts.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Marc has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Milk Silk | Silky Silk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Berman Silk's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 29, 2011 - Present

SILK INVESTMENT ADVISORS

RIA

CRD#: 156030

Medfield, MA

Past

December 3, 2007 - December 31, 2011

BOLTON SECURITIES CORPORATION

RIA

CRD#: 129376

NEEDHAM, MA

Past

November 9, 1998 - December 31, 2011

BOLTON GLOBAL CAPITAL

CRD#: 15650

MEDFIELD, MA

Past

November 23, 1994 - November 16, 1998

H.C.WAINWRIGHT & CO., LLC

CRD#: 375

NEW YORK, NY

Past

August 2, 1994 - November 28, 1994

MONTANO SECURITIES CORPORATION

CRD#: 7887

ORANGE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(4/29/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/28/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/27/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/23/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/20/2002

General Securities Principal Examination

Current Firm

SILK INVESTMENT ADVISORS

C. SILK & SONS, INC. | SILK, MARC B | SILK INVESTMENT ADVISORS | C. SILK AND SONS

CRD#: 156030 / SEC#:

California

Registered Investment Advisory firm - (10/1/2020 Terminated)

Florida

Registered Investment Advisory firm - (10/18/2024 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/29/2011 Approved)

New Hampshire

Registered Investment Advisory firm - (10/8/2020 Terminated)

New York

Registered Investment Advisory firm - (8/15/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Medfield, MA

Mailing Address

Phone number

(508) 242-9479

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	64
AUM (Assets Under Management)	$ 2,380,100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marc B. Silk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Berman Silk's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILK INVESTMENT ADVISORS

BOLTON SECURITIES CORPORATION

BOLTON GLOBAL CAPITAL

H.C.WAINWRIGHT & CO., LLC

MONTANO SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 11/28/2007

Series 63

Date: 5/27/1994

Series 7

Date: 5/23/1994

Series 24

Date: 2/20/2002

Current Firm

SILK INVESTMENT ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SILK INVESTMENT ADVISORS

TRUST BUT VERIFY

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