Jeffrey S. Friedstein
Professional summary
Jeffrey Scott Friedstein, who also goes by Jeffrey S Friedstein, Jeffrey Friedstein, is a registered financial advisor currently at THE CAPROCK GROUP, LLC located in Chicago, Illinois.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Jeffrey has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Scott Friedstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2024 - Present
THE CAPROCK GROUP, LLC
Office #1: 150 N Riverside Plaza 25th Floor, Chicago, IL 60606October 16, 2018 - April 23, 2024
GREY STREET CAPITAL, LLC
January 1, 1998 - May 26, 2017
GOLDMAN SACHS & CO. LLC
April 30, 1994 - December 19, 1997
MORGAN STANLEY & CO. LLC
Primary Firm SEC Registration
THE CAPROCK GROUP, LLC
CRD#: 124272 / SEC#: 801-61642
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/16/2024)
Exams
Current Firm
THE CAPROCK GROUP, LLC
CRD#: 124272 / SEC#: 801-61642
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 408 |
| AUM (Assets Under Management) | $ 10,149,325,042 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/17/2025 | ||
| 01/28/2025 | ||
| 10/26/2023 |
Red Flags
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