Stephanie N. Elliott
Professional summary
Stephanie Nicole Elliott, who also goes by Stephanie Nicole Apke, Stephanie Nicole Elliott, Stephanie N Elliott, is a registered financial professional currently at REALIZED FINANCIAL, INC. located in Austin, Texas.
Stephanie is registered as a RR (Registered Representative) and started their career in finance in 1994. Stephanie has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephanie Nicole Elliott's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2022 - Present
REALIZED FINANCIAL, INC.
Office #1: 400 W. 15th St. Suite 700, Austin, TX 78701Office #2: 500 W. 13th Street, Austin, TX 78701February 5, 2011 - April 4, 2022
CHAPIN, DAVIS
November 20, 1995 - February 2, 1996
MORGAN STANLEY DW INC.
May 10, 1994 - October 24, 1995
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
REALIZED FINANCIAL, INC.
CRD#: 22333 / SEC#: 801-70703, 8-39659
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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