Stephanie S. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephanie Strid Davis, who also goes by Stephanie D Strid, Stephanie Denis Strid, was a registered financial professional .
Stephanie is a previously registered financial professional and started their career in finance in 1994. Stephanie had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2019 - February 2, 2026
HAMILTON LANE SECURITIES LLC
June 30, 2006 - October 20, 2006
CAROLINA CAPITAL MARKETS, INC.
July 7, 2003 - June 30, 2004
CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.
July 17, 1997 - February 10, 1999
CREDIT SUISSE SECURITIES (USA) LLC
April 15, 1994 - April 29, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/29/2019
General Securities Representative ExaminationCurrent Firm
HAMILTON LANE SECURITIES LLC
CRD#: 281510 / SEC#: , 8-69675
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
