Albert W. Pearsall

ALIRA HEALTH TRANSACTION SERVICES

New York, NY 10177

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CRD#: 2476523

Professional summary

Albert Wheally Pearsall III, who also goes by Albert Wheally Pearsall, Bert Pearsall III, is a registered financial professional currently at ALIRA HEALTH TRANSACTION SERVICES, LLC located in New York, New York.

Albert is registered as a RR (Registered Representative) and started their career in finance in 1994. Albert has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, Series 82TO, SIE, Series 79, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Albert Wheally Pearsall | Bert Pearsall Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Albert Wheally Pearsall III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2025 - Present

ALIRA HEALTH TRANSACTION SERVICES, LLC

Office #1: 250 Park Avenue Floor 7, New York, NY 10177

CRD#: 140203

New York, NY

Past

May 19, 2023 - January 23, 2024

NETSHARES FINANCIAL SERVICES LLC

CRD#: 307532

KATY, TX

Past

September 8, 2021 - January 31, 2023

FUNDOPOLIS SECURITIES, LLC

CRD#: 304414

WINCHESTER, MA

Past

September 21, 2020 - September 10, 2021

DALMORE GROUP LLC

CRD#: 136352

WOODMERE, NY

Past

March 4, 2019 - February 21, 2020

BB&T SECURITIES, LLC

RIA

CRD#: 142785

St. Augustine, FL

Past

January 18, 2019 - February 21, 2020

BB&T SECURITIES, LLC

CRD#: 142785

St. Augustine, FL

Past

January 2, 2018 - December 31, 2018

BB&T SECURITIES, LLC

RIA

CRD#: 142785

ORLANDO, FL

Past

January 2, 2018 - December 31, 2018

BB&T SECURITIES, LLC

CRD#: 142785

ORLANDO, FL

Past

June 13, 2013 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

ORLANDO, FL

Past

June 10, 2013 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

ORLANDO, FL

Past

October 23, 2009 - June 28, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DALLAS, TX

Past

October 23, 2009 - June 28, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 1, 1998 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

DALLAS, TX

Past

April 1, 1998 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

DALLAS, TX

Past

April 20, 1994 - April 1, 1998

BARNETT INVESTMENTS, INC.

CRD#: 14897

JACKSONVILLE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/7/2025)

New York
(3/7/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 2/2/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/17/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 82TO

Date: 1/2/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 2/7/2012

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 4/18/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 3/22/1995

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 1/6/1995

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/20/1994

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALIRA HEALTH TRANSACTION SERVICES, LLC

CRD#: 140203 / SEC#: , 8-67294

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

1 Grant Street, Framingham, MA 01702-6758

Mailing Address

1 Grant Street, Framingham, MA 01702-6758

Phone number

(774) 777-5255

Established

Massachusetts since 02/06/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ALIRA HEALTH BOSTON, LLC	OWNER
CUCCIA, GARY JOHN	CHIEF FINANCIAL OFFICER	1386493
O'KEEFE, JOHN JOSEPH	CHIEF COMPLIANCE OFFICER	7601882
PASTORE, DANIEL ERIC	MANAGER	3276833

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Albert W. Pearsall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Albert Wheally Pearsall III's CRS (Customer Relationship Summary).

Certified licenses

Experience

NETSHARES FINANCIAL SERVICES LLC

FUNDOPOLIS SECURITIES, LLC

DALMORE GROUP LLC

BB&T SECURITIES, LLC

BB&T SECURITIES, LLC

BB&T SECURITIES, LLC

BB&T SECURITIES, LLC

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BARNETT INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/2/1996

Series 63

Date: 6/17/1994

Series 52TO

Date: 1/2/2023

Series 82TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 79

Date: 2/7/2012

Series 7

Date: 4/18/1994

Series 4

Date: 3/22/1995

Series 53

Date: 1/6/1995

Series 24

Date: 5/20/1994

FINRA

Current Firm

ALIRA HEALTH TRANSACTION SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ALIRA HEALTH TRANSACTION SERVICES, LLC

TRUST BUT VERIFY

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