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AP

Albert W. Pearsall

Some features on this profile are disabled
CRD#: 2476523
AP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Albert Wheally Pearsall III, who also goes by Albert Wheally Pearsall, Bert Pearsall III, was a registered financial professional .

Albert is a previously registered financial professional and started their career in finance in 1994. Albert had worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, Series 82TO, SIE, Series 79, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Albert Wheally Pearsall | Bert Pearsall Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 7, 2025 - December 31, 2025

ALIRA HEALTH TRANSACTION SERVICES, LLC

BD
CRD#: 140203
BOSTON, MA
Past

May 19, 2023 - January 23, 2024

NETSHARES FINANCIAL SERVICES LLC

BD
CRD#: 307532
KATY, TX
Past

September 8, 2021 - January 31, 2023

FUNDOPOLIS SECURITIES, LLC

BD
CRD#: 304414
WINCHESTER, MA
Past

September 21, 2020 - September 10, 2021

DALMORE GROUP LLC

BD
CRD#: 136352
WOODMERE, NY
Past

March 4, 2019 - February 21, 2020

BB&T SECURITIES, LLC

RIA
CRD#: 142785
St. Augustine, FL
Past

January 18, 2019 - February 21, 2020

BB&T SECURITIES, LLC

BD
CRD#: 142785
St. Augustine, FL
Past

January 2, 2018 - December 31, 2018

BB&T SECURITIES, LLC

RIA
CRD#: 142785
ORLANDO, FL
Past

January 2, 2018 - December 31, 2018

BB&T SECURITIES, LLC

BD
CRD#: 142785
ORLANDO, FL
Past

June 13, 2013 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

RIA
CRD#: 33856
ORLANDO, FL
Past

June 10, 2013 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

BD
CRD#: 33856
ORLANDO, FL
Past

October 23, 2009 - June 28, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
DALLAS, TX
Past

October 23, 2009 - June 28, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

April 1, 1998 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
DALLAS, TX
Past

April 1, 1998 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
DALLAS, TX
Past

April 20, 1994 - April 1, 1998

BARNETT INVESTMENTS, INC.

BD
CRD#: 14897
JACKSONVILLE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 2/2/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/17/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 2/7/2012
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 4/18/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/22/1995
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 1/6/1995
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/20/1994
General Securities Principal Examination

Current Firm

AH
ALIRA HEALTH TRANSACTION SERVICES, LLC
ALIRA HEALTH | KADENWOOD CAPITAL, LLC | JOHNSTON BLAKELY & COMPANY, LLC | FUSEFI | CMC TRANSACTION SERVICES, LLC | ALIRA HEALTH TRANSACTION SERVICES. LLC | ALIRA HEALTH TRANSACTION SERVICES, LLC

CRD#: 140203 / SEC#: , 8-67294

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
1 Grant Street, Framingham, MA 01702-6758
Mailing Address
1 Grant Street, Framingham, MA 01702-6758
Phone number
(774) 777-5255
Established
Massachusetts since 02/06/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALIRA HEALTH BOSTON, LLCOWNER
CUCCIA, GARY JOHNCHIEF FINANCIAL OFFICER1386493
O'KEEFE, JOHN JOSEPHCHIEF COMPLIANCE OFFICER7601882
PASTORE, DANIEL ERICMANAGER3276833

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALIRA HEALTH TRANSACTION SERVICES, LLC

CRD#: 140203

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