Michael L. Ladin

LADIN FINANCIAL GROUP

Coral Gables, FL 33134

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CRD#: 2476318

Professional summary

Michael Lawrence Ladin, who also goes by Michael L Ladin, is a registered financial advisor currently at LADIN FINANCIAL GROUP, INC. located in Coral Gables, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Michael has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 3 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael L Ladin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) LADIN CONSULTING GROUP, INC.; INVESTMENT RELATED - CORAL GABLES, FL; INSURANCE; OWNER/INSURANCE AGENT SINCE 04/2002; APPROXIMATELY 80 HOURS PER MONTH; SALE OF INSURANCE PRODUCTS AND SERVICES; 2.) AMERICAN OUTBACK EXPEDITIONS, CORAL GABLES, FL; OWNER SINCE 2012; APPROXIMATELY 4HRS PER MONTH; VACATION RENTALS/RENTAL HOMES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Lawrence Ladin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 13, 2013 - Present

LADIN FINANCIAL GROUP, INC.

Office #1: 2525 Ponce De Leon Blvd. Suite 300, Coral Gables, FL 33134

RIA

CRD#: 168691

Coral Gables, FL

Past

June 29, 2011 - July 17, 2012

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

CORAL GABLES, FL

Past

December 3, 2001 - January 4, 2002

RUMSON CAPITAL, LLC

CRD#: 33848

MONTEBELLO, NY

Past

March 30, 1999 - April 28, 1999

ELECTRONIC TRADING GROUP, LLC

CRD#: 37453

NEW YORK, NY

Past

July 17, 1996 - April 4, 2000

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

May 31, 1994 - March 1, 1995

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

May 31, 1994 - March 1, 1995

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/13/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/5/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/29/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/2/2001

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 3/9/1996

National Commodity Futures Examination

General Industry/Product Exam

Series 6

Date: 5/27/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LADIN FINANCIAL GROUP, INC.

LADIN FINANCIAL GROUP INC. | LADIN FINANCIAL GROUP, INC.

CRD#: 168691 / SEC#:

Florida

Registered Investment Advisory firm - (8/13/2013 Approved)

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Contact information

Main Address

2525 Ponce De Leon Blvd. Suite 300, Coral Gables, FL 33134

Mailing Address

Phone number

(305) 444-4898

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	71
AUM (Assets Under Management)	$ 10,319,681

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael L. Ladin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Lawrence Ladin's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RUMSON CAPITAL, LLC

ELECTRONIC TRADING GROUP, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/5/2011

Series 63

Date: 12/29/2001

Series 7

Date: 12/2/2001

Series 3

Date: 3/9/1996

Series 6

Date: 5/27/1994

Current Firm

LADIN FINANCIAL GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LADIN FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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