James H. Whitcomb
Professional summary
James Howard Whitcomb JR, who also goes by James H Whitcomb, Jim Whitcomb, is a registered financial professional currently at WESTBURY GROUP LLC located in Westport, Connecticut.
James is registered as a RR (Registered Representative) and started their career in finance in 1994. James has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Howard Whitcomb JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 11, 2015 - Present
WESTBURY GROUP LLC
Office #1: 39 Riverside Avenue, Westport, CT 06880May 16, 2014 - December 10, 2015
CHART GROUP ADVISORS, LLC
April 23, 2012 - May 7, 2014
EUREKA CAPITAL MARKETS, LLC
March 31, 2005 - June 22, 2012
CHART GROUP ADVISORS, LLC
October 12, 2001 - May 29, 2003
SHATTUCK HAMMOND PARTNERS LLC
August 25, 1998 - October 30, 2001
PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC
January 31, 1997 - August 4, 1998
NATWEST SECURITIES CORPORATION
June 3, 1994 - September 7, 1996
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/11/2015)
(10/11/2022)
(8/4/2025)
(12/11/2015)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
WESTBURY GROUP LLC
CRD#: 129985 / SEC#: , 8-66284
Contact information
FINRA licenses (16 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WESTBURY GROUP LLC
CRD#: 129985Westport, CT 06880TRUST BUT VERIFY
Monitor James Whitcomb
Get automatic monthly alerts on:
