Peter D. Walkey

USI ADVISORS

Carmel, IN 46032

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CRD#: 2475965

Professional summary

Peter Daniel Walkey, who also goes by Pete Walkey, Peter D Walkey, is a registered financial advisor currently at USI ADVISORS located in Carmel, Indiana and USI SECURITIES, INC. located in Glastonbury, Connecticut.

Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Peter has worked at 12 firms and has passed the Series 63, Series 65, Series 6TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pete Walkey | Peter D Walkey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ORANGE COACHING (Life Coaching) - Not Investment Related: 1.5 hours/week; During Trading Hours: 0 2) 97 Habits LLC - 1/9/2025 - Not Investment Related - CEO - 5 Hour/month; During Trading Hours: 0 - 4149 Spring Hill South Bend CT 06419 - Responsibilities: Co-author books

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Daniel Walkey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 8, 2024 - Present

USI ADVISORS

Office #1: 11611 N Meridian Street Ste 230, Carmel, IN 46032

RIA

CRD#: 108113

Carmel, IN

Current

May 6, 2024 - Present

USI SECURITIES, INC.

Office #1: 95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033

RIA

CRD#: 43793

Glastonbury, CT

Past

May 2, 2024 - May 7, 2024

USI SECURITIES, INC.

RIA

CRD#: 43793

GLASTONBURY, CT

Past

January 31, 2022 - May 25, 2023

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

CARMEL, IN

Past

October 19, 2020 - September 7, 2021

CBIZ INVESTMENT ADVISORY SERVICES, LLC

RIA

CRD#: 286002

Carmel, IN

Past

May 14, 2019 - August 5, 2020

MJ RETIREMENT

RIA

CRD#: 164328

CARMEL, IN

Past

May 3, 2012 - May 31, 2013

NATIONAL PLANNING CORPORATION

CRD#: 29604

INDIANAPOLIS, IN

Past

April 24, 2012 - March 7, 2018

CERITY PARTNERS OCIO LLC

RIA

CRD#: 151916

Indianapolis, IN

Past

November 15, 2007 - April 25, 2012

PACTOLUS CAPITAL PARTNERS

CRD#: 7518

VIENNA, VA

Past

September 20, 2007 - May 1, 2012

MERIDIAN INVESTMENT ADVISORS, INC.

RIA

CRD#: 107593

INDIANAPOLIS, IN

Past

September 22, 1998 - June 28, 2002

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

Past

October 27, 1995 - June 3, 1997

SENTRY EQUITY SERVICES, INC.

CRD#: 5069

STEVENS POINT, WI

Past

July 13, 1994 - August 2, 1995

THE GREAT-WEST LIFE ASSURANCE COMPANY

CRD#: 5927

ENGLEWOOD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(10/14/2025)

IAR

Indiana
(4/8/2024)

Indiana
(6/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/10/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/29/2007

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 5/6/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 4/4/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/14/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

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Contact information

Main Address

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 633-5283

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (49 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

USIA ADV 2A - JULY 2025 (7/3/2025)

Regulatory assets under management

Total Number of Accounts	1,346
AUM (Assets Under Management)	$ 48,864,913,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Peter D. Walkey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Daniel Walkey's CRS (Customer Relationship Summary).

Certified licenses

Experience

USI SECURITIES, INC.

USI SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

CBIZ INVESTMENT ADVISORY SERVICES, LLC

MJ RETIREMENT

NATIONAL PLANNING CORPORATION

CERITY PARTNERS OCIO LLC

PACTOLUS CAPITAL PARTNERS

MERIDIAN INVESTMENT ADVISORS, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

SENTRY EQUITY SERVICES, INC.

THE GREAT-WEST LIFE ASSURANCE COMPANY

Primary Firm SEC Registration

USI ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 6/10/2024

Series 65

Date: 6/29/2007

Series 6TO

Date: 5/6/2024

SIE

Date: 4/4/2024

Series 6

Date: 11/14/2007

FINRA

Current Firm

USI ADVISORS

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

USI ADVISORS

TRUST BUT VERIFY

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