Virginia M. Chavez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Virginia May Chavez, who also goes by Ginger Chavez, Ginger Chavezsepulveda, VIrginia May Chavezsepulveda, Virginia Chavezsepulveda, Ginger Gonzalez, Virginia May Gonzalez, Virginia Chavez Sepulveda, was a registered financial professional .
Virginia is a previously registered financial professional and started their career in finance in 1994. Virginia had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2008 - October 8, 2024
NATIONWIDE INVESTMENT ADVISORS, LLC
December 1, 2003 - October 8, 2024
NATIONWIDE INVESTMENT SERVICES CORPORATION
July 13, 1999 - November 26, 2003
SUNSET FINANCIAL SERVICES, INC.
July 12, 1999 - November 26, 2003
SUNSET FINANCIAL SERVICES, INC.
July 1, 1996 - April 16, 1999
NATIONWIDE INVESTMENT SERVICES CORPORATION
April 27, 1994 - July 1, 1996
NATIONWIDE SECURITIES, LLC
Primary Firm SEC Registration
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 270,365 |
| AUM (Assets Under Management) | $ 15,686,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 01/26/2024 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
