Ivan F. Boesky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ivan Frederick Boesky was a registered financial professional .
Ivan is a previously registered financial professional and started their career in finance in 1970. Ivan had worked at 6 firms and has passed the Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 1986 - March 19, 1987
SEEMALA PARTNERS, L.P.
June 17, 1981 - March 19, 1987
IFB MANAGING PARTNERSHIP, L.P.
April 7, 1976 - February 4, 1981
THE IFB CORPORATION
January 31, 1975 - February 4, 1981
BEDFORD PARTNERS
June 3, 1971 - May 9, 1975
EDWARDS & HANLY
November 2, 1970 - May 7, 1971
KALB VOORHIS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/13/1967
Registered Representative ExaminationSeries 40
Date: 6/25/1973
Registered Principal ExaminationCurrent Firm
SEEMALA PARTNERS, L.P.
CRD#: 17946 / SEC#: , 8-35858
Contact information
Documents
Red Flags
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