Jeffrey E. Simonbaker

MADISON INVESTMENT ADVISORS

MADISON, WI 53711

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CRD#: 2475762

Professional summary

Jeffrey Edward Simonbaker, who also goes by Jeff Baker, is a registered financial advisor currently at MADISON INVESTMENT ADVISORS, LLC located in Madison, Wisconsin and MFD DISTRIBUTOR, LLC located in Madison, Wisconsin.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Jeffrey has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Baker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The registered representative is employed by member's affiliated investment advisory firm, Madison Investment Holdings, Inc., 550 Science Drive, Madison, WI 53711 and provides services to its affiliated investment adviser firms, including, Madison Investment Advisors, LLC, Madison Asset Management, LLC, and Hansberger Growth Investors, LP. See item 12 for information regarding start date and position held. Approximately 155-165 hours per month are devoted to these activities and are generally held during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Edward Simonbaker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2011 - Present

MADISON INVESTMENT ADVISORS, LLC

Office #1: 550 Science Drive, Madison, WI 53711

RIA

CRD#: 110297

MADISON, WI

Current

July 17, 2003 - Present

MFD DISTRIBUTOR, LLC

Office #1: 550 Science Drive, Madison, WI 53711

CRD#: 44930

MADISON, WI

Past

July 1, 2013 - September 30, 2016

NORTHROAD CAPITAL MANAGEMENT LLC

RIA

CRD#: 120865

NEW YORK, NY

Past

August 22, 2003 - December 31, 2011

MADISON INVESTMENT HOLDINGS, INC

RIA

CRD#: 110356

MADISON, WI

Past

April 28, 2003 - May 21, 2003

BLACKROCK EXECUTION SERVICES

CRD#: 39438

NEW YORK, NY

Past

July 30, 1997 - September 17, 1999

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 10, 1996 - January 21, 1997

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MADISON INVESTMENT ADVISORS, LLC

MADISON INVESTMENT ADVISORS, LLC | MOSAIC FUNDS | MADISON SCOTTSDALE | MADISON MOSAIC LLC | MADISON MOSAIC FUNDS

CRD#: 110297 / SEC#: 801-52751

RIA

Registered Investment Advisory firm - (8/29/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Alaska
(4/3/2019)

California
(7/17/2003)

IAR

California
(4/2/2019)

IAR

Idaho
(4/3/2019)

IAR

Montana
(4/3/2019)

IAR

Nevada
(4/9/2019)

IAR

Oregon
(4/12/2019)

IAR

Washington
(4/3/2019)

IAR

Wisconsin
(1/27/2011)

IAR

Wyoming
(4/15/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/1/2003

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/27/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/24/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/9/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

MADISON INVESTMENT ADVISORS, LLC

MADISON INVESTMENT ADVISORS, LLC | MOSAIC FUNDS | MADISON SCOTTSDALE | MADISON MOSAIC LLC | MADISON MOSAIC FUNDS

CRD#: 110297 / SEC#: 801-52751

RIA

Registered Investment Advisory firm - (8/29/1996 Approved)

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Contact information

Main Address

550 Science Drive, Madison, WI 53711

Mailing Address

Phone number

(608) 274-0300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MIA MAS DISCLOSURE BROCHURE WITH SMC (3/28/2025)

MIA GENERAL DISCLOSURE BROCHURE WITH SMC (3/28/2025)

Regulatory assets under management

Total Number of Accounts	15,949
AUM (Assets Under Management)	$ 13,346,155,459

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey E. Simonbaker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Edward Simonbaker's CRS (Customer Relationship Summary).

Certified licenses

Experience

MFD DISTRIBUTOR, LLC

NORTHROAD CAPITAL MANAGEMENT LLC

MADISON INVESTMENT HOLDINGS, INC

BLACKROCK EXECUTION SERVICES

CITIGROUP GLOBAL MARKETS INC.

THE ADVISORS GROUP, INC.

Primary Firm SEC Registration

MADISON INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/1/2003

Series 65

Date: 10/27/1998

SIE

Date: 10/1/2018

Series 7

Date: 4/24/2003

Series 6

Date: 9/9/1996

FINRA

Current Firm

MADISON INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MADISON INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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