Lawrence M. Gruber
Professional summary
Lawrence Mark Gruber, who also goes by Larry Mark Gruber, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in New York, New York.
Lawrence is registered as a RR (Registered Representative) and started their career in finance in 1994. Lawrence has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lawrence Mark Gruber's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 25, 2020 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 425 East 86th Street Apt 1f, New York, NY 10028July 1, 2014 - March 31, 2020
PRUCO SECURITIES, LLC.
March 1, 2013 - July 3, 2014
CITIZENS SECURITIES, INC.
February 14, 2012 - March 5, 2013
NEW ENGLAND SECURITIES
April 29, 2005 - February 22, 2012
MML INVESTORS SERVICES, LLC
April 20, 1994 - April 8, 2005
METROPOLITAN LIFE INSURANCE COMPANY
April 20, 1994 - April 8, 2005
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/24/2022)
(3/25/2020)
(3/31/2020)
(1/23/2025)
(3/25/2020)
(3/25/2020)
(3/25/2020)
Exams
FINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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