Kristian M. Fuhse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristian Murphy Fuhse, who also goes by Kris Sloat Fuhse, Kristian S Fuhse, Kristian Sloat Fuhse, Kris Sloat Fuhsemurphy, Kris Sloat Murphy, was a registered financial professional .
Kristian is a previously registered financial professional and started their career in finance in 1994. Kristian had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2004 - May 27, 2004
WINDSOR STREET CAPITAL, LP
November 19, 2003 - March 26, 2004
NATIONAL SECURITIES CORPORATION
October 28, 2003 - November 4, 2003
GUNNALLEN FINANCIAL, INC
September 3, 2003 - October 13, 2003
INDIANAPOLIS SECURITIES, INC.
February 1, 2001 - May 31, 2002
WOODSTOCK FINANCIAL GROUP, INC.
September 21, 1998 - January 24, 2001
CARNEGIE INVESTOR SERVICES INC.
June 10, 1998 - September 18, 1998
THINKEQUITY LLC
January 22, 1996 - May 26, 1998
WALSH MANNING SECURITIES, LLC
August 8, 1994 - February 7, 1996
MONROE PARKER SECURITIES, INC.
May 11, 1994 - August 8, 1994
BILTMORE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WINDSOR STREET CAPITAL, LP
CRD#: 34171 / SEC#: , 8-46219
Contact information
Documents
Disclosures
| Regulatory Event | 37 |
| Arbitration | 15 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
