John O. Koons

JK PRIVATE WEALTH

Glastonbury, CT 06033

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CRD#: 2475258

Professional summary

John Ottens Koons, who also goes by Jack Koons, John O Koons, is a registered financial advisor currently at JK PRIVATE WEALTH, LLC located in Glastonbury, Connecticut.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. John has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack Koons | John O Koons

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CRUMP. ALEXANDRIA, VA. FIXED ANNUITIES. LICENSED INSURANCE AGENT. 10 HOURS/MO; 10 DURING TRADING HOURS. 2) CHARLES SCHWAB. 41-B NEW LONDON TPKE, GLASTONBURY, CT. 06033. CUSTODIAN FOR JK PRIVATE WEALTH ADVISORY BUSINESS. RIA. 160 HOURS/MO; 120 DURING TRADING HOURS. 3) CHARLES SCHWAB/JK PRIVATE WEALTH. 41-B NEW LONDON TPKE. FEE BASED (ADVISORY) VARIABLE ANNUITIES WITH APPROVED INSURANCE COMPANIES THRU SCHWAB. RIA. 10 HOURS/MO; 10 DURING TRADING HOURS. 4) THE THOMPSON AGENCY. 73 RIVER RD, COLLINSVILLE, CT 06019. LIFE INSURANCE/LONG TERM CARE. LICENSED INSURANCE AGENT. 10 HOURS/MO; 5 DURING TRADING HOURS. 5) PRIVATE CLIENT SERVICES; INVESTMENT-RELATED; 41-B NEW LONDON TPKE, GLASTONBURY, CT. 06033; COMMISSION-BASED SECURITIES SALES; REGISTERED REPRESENTATIVE; 12/16/2019; 160 HOURS PER MONTH; 120 HOURS PER MONTH DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Ottens Koons's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2019 - Present

JK PRIVATE WEALTH, LLC

Office #1: 49 Welles St. Suite 204, Glastonbury, CT 06033

RIA

CRD#: 305987

Glastonbury, CT

Past

December 16, 2019 - December 9, 2022

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

GLASTONBURY, CT

Past

January 24, 2007 - December 17, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

GLASTONBURY, CT

Past

February 24, 1998 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

June 19, 1997 - December 17, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

GLASTONBURY, CT

Past

July 11, 1994 - December 6, 1995

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JK PRIVATE WEALTH, LLC

CRD#: 305987 / SEC#: 801-129804

RIA

Registered Investment Advisory firm - (4/2/2024 Approved)

Connecticut

Registered Investment Advisory firm - (5/20/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/5/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(12/16/2019)

IAR

Texas
(9/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/19/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/9/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/3/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/23/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

JK PRIVATE WEALTH, LLC

CRD#: 305987 / SEC#: 801-129804

RIA

Registered Investment Advisory firm - (4/2/2024 Approved)

Connecticut

Registered Investment Advisory firm - (5/20/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/5/2024 Terminated)

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Contact information

Main Address

49 Welles St. Suite 204, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 781-8341

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (2/20/2025)

Regulatory assets under management

Total Number of Accounts	453
AUM (Assets Under Management)	$ 127,105,066

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

John O. Koons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Ottens Koons's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

TOWER SQUARE SECURITIES, INC.

Primary Firm SEC Registration

JK PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/19/2006

Series 63

Date: 3/9/1998

SIE

Date: 10/1/2018

Series 7

Date: 2/3/2004

Series 6

Date: 6/23/1994

Current Firm

JK PRIVATE WEALTH, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JK PRIVATE WEALTH, LLC

TRUST BUT VERIFY

Contact information

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