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TR

Theodore L. Romano

FARMERS FINANCIAL SOLUTIONS
CHEYENNE, WY 82001
CRD#: 2474896
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TR
Theodore L RomanoFARMERS FINANCIAL SOLUTIONS

Professional summary

Theodore L Romano, who also goes by Ted Romano, Ted Romano, Theodore Lynn Romano, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Cheyenne, Wyoming.

Theodore is registered as a RR (Registered Representative) and started their career in finance in 1994. Theodore has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ted Romano | Ted Romano | Theodore Lynn Romano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Theodore L Romano's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 9, 2023 - Present

FARMERS FINANCIAL SOLUTIONS, LLC

Office #1: 3221 E. Pershing Blvd., Cheyenne, WY 82001
BD
CRD#: 103863
CHEYENNE, WY
Past

January 21, 2016 - December 31, 2022

THE O.N. EQUITY SALES COMPANY

BD
CRD#: 2936
CHEYENNE, WY
Past

September 18, 2002 - January 5, 2016

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
CHEYENNE, WY
Past

September 14, 1999 - September 3, 2002

USALLIANZ SECURITIES, INC.

BD
CRD#: 40875
MINNEAPOLIS, MN
Past

November 25, 1994 - December 2, 1997

HIMCO DISTRIBUTION SERVICES COMPANY

BD
CRD#: 6604
HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/19/2023)
RR
Colorado
(1/12/2023)
RR
Washington
(1/13/2023)
RR
Wyoming
(1/12/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 10/31/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 11/23/1994
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FARMERS FINANCIAL SOLUTIONS, LLC
FARMERS FINANCIAL SOLUTIONS | FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863 / SEC#: 801-108217, 8-52361

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
31051 Agoura Rd., Westlake Village, CA 91361
Mailing Address
31051 Agoura Rd., Westlake Village, CA 91361
Phone number
(818) 584-0200
Established
Nevada since 12/21/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

FARMERS ADV PART 2A DISCLOSURE BROCHURE (1/31/2019)

Direct owners and executive officers

NamePositionCRD#
FFS HOLDING, LLCMANAGING MEMBER
BORKIN, JOSHUA ALANCHIEF FINANCIAL OFFICER6536355
DAHM, CHRISTINEBOARD MEMBER8191792
DO, CHAUSECRETARY7865522
HANSON, GUY MEADEBOARD MEMBER7165729
HOHL, DOREN EUGENEBAORD MEMBER1953425
ROBINSON, TARETHA ANNDIRECTOR OF OPERATIONS4539081
ROBINSON, TARETHA ANNCHIEF COMPLIANCE OFFICER4539081
SCHEAR, ZACHARYPRESIDENT5958762
SCOTT, JANICE GALEBOARD MEMBER7909854
WILLOUGHBY, DENITA ANNETTEBOARD MEMBER2368099

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863Cheyenne, WY 82001

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