John D. Wellman
Professional summary
John Dean Wellman, who also goes by John D Wellman, is a registered financial professional currently at VARIABLE INVESTMENT ASSOCIATES, INC. located in Tea, South Dakota.
John is registered as a RR (Registered Representative) and started their career in finance in 1997. John has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Dean Wellman's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 19, 2012 - Present
VARIABLE INVESTMENT ASSOCIATES, INC.
Office #1: 750 E. 1st Street, Tea, SD 57064February 9, 2002 - November 12, 2012
PARKLAND SECURITIES, LLC
August 12, 1997 - February 9, 2002
WALNUT STREET SECURITIES, INC.
June 4, 1997 - August 12, 1997
AMERICAN GENERAL EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/19/2012)
Exams
FINRA
Current Firm
VARIABLE INVESTMENT ASSOCIATES, INC.
CRD#: 44412 / SEC#: , 8-50699
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VARIABLE INVESTMENT ASSOCIATES, INC.
CRD#: 44412Tea, SD 57064TRUST BUT VERIFY
Monitor John Wellman
Get automatic monthly alerts on: