Mark D. Hasemeier

NISA INVESTMENT ADVISORS

St. Louis, MO 63105-4141

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CRD#: 2474768

Professional summary

Mark David Hasemeier JR, who also goes by Mark D Hasemeier Jr, Mark D Rosemeier Jr, is a registered financial advisor currently at NISA INVESTMENT ADVISORS, LLC located in St. Louis, Missouri.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Mark has worked at 4 firms and has passed the Series 65, Series 3, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark D Hasemeier Jr | Mark D Rosemeier Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark David Hasemeier JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 24, 2014 - Present

NISA INVESTMENT ADVISORS, LLC

Office #1: 7676 Forsyth Blvd Suite 1100, St. Louis, MO 63105-4141

RIA

CRD#: 107313

St. Louis, MO

Past

April 11, 2006 - January 5, 2007

CITADEL TRADING GROUP L.L.C.

CRD#: 24514

CHICAGO, IL

Past

August 27, 1998 - May 13, 2004

ARAGON INVESTMENTS, LTD.

CRD#: 37134

CHICAGO, IL

Past

April 7, 1998 - December 15, 1999

TITAN SECURITIES, L.L.C.

CRD#: 37628

CHICAGO, IL

Past

April 7, 1998 - May 13, 2004

CITADEL TRADING GROUP L.L.C.

CRD#: 24514

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NISA INVESTMENT ADVISORS, LLC

NISA INVESTMENT ADVISORS, L.L.C. | NISA INVESTMENT ADVISORS, LLC

CRD#: 107313 / SEC#: 801-45153

RIA

Registered Investment Advisory firm - (11/17/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(3/24/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/21/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 2/19/2020

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 5/23/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/6/1998

General Securities Representative Examination

Current Firm

NISA INVESTMENT ADVISORS, LLC

NISA INVESTMENT ADVISORS, L.L.C. | NISA INVESTMENT ADVISORS, LLC

CRD#: 107313 / SEC#: 801-45153

RIA

Registered Investment Advisory firm - (11/17/1993 Approved)

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Contact information

Main Address

7676 Forsyth Blvd Suite 1100, St. Louis, MO 63105-4141

Mailing Address

Phone number

(314) 721-1900

Established

Firm type

Fiscal year end

# of Employees

393

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NISA INVESTMENT ADVISORS LLC PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	428
AUM (Assets Under Management)	$ 315,286,272,054

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark D. Hasemeier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark David Hasemeier JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITADEL TRADING GROUP L.L.C.

ARAGON INVESTMENTS, LTD.

TITAN SECURITIES, L.L.C.

CITADEL TRADING GROUP L.L.C.

Primary Firm SEC Registration

NISA INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/21/2014

Series 3

Date: 2/19/2020

Series 55

Date: 5/23/2000

Series 7

Date: 4/6/1998

Current Firm

NISA INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NISA INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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