David C. Stuyck

TANGLEWOOD LEGACY ADVISORS

Houston, TX 77056

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CRD#: 2474760

Professional summary

David Christopher Stuyck is a registered financial advisor currently at TANGLEWOOD LEGACY ADVISORS, LLC located in Houston, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. David has worked at 8 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Christopher Stuyck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 7, 2015 - Present

TANGLEWOOD LEGACY ADVISORS, LLC

Office #1: One Riverway, Suite 1550, Houston, TX 77056

RIA

CRD#: 127289

Houston, TX

Past

February 15, 2011 - May 10, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

HOUSTON, TX

Past

February 15, 2011 - May 10, 2019

LPL FINANCIAL LLC

CRD#: 6413

HOUSTON, TX

Past

November 15, 2006 - February 24, 2011

BOLTON SECURITIES CORPORATION

RIA

CRD#: 129376

HOUSTON, TX

Past

November 15, 2006 - February 23, 2011

BOLTON GLOBAL CAPITAL

CRD#: 15650

HOUSTON, TX

Past

May 6, 2005 - December 4, 2006

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

HOUSTON, TX

Past

May 6, 2005 - December 4, 2006

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

HOUSTON, TX

Past

May 6, 2002 - June 15, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HOUSTON, TX

Past

February 13, 2002 - June 15, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 28, 1994 - August 23, 1995

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TANGLEWOOD LEGACY ADVISORS, LLC

LIFE PRIORITY PLANNING, LLC | TANGLEWOOD LEGACY ADVISORS, LLC

CRD#: 127289 / SEC#: 801-107793

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

Texas

Registered Investment Advisory firm - (5/23/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/7/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/26/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/20/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/12/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/27/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/5/2006

General Securities Principal Examination

Current Firm

TANGLEWOOD LEGACY ADVISORS, LLC

LIFE PRIORITY PLANNING, LLC | TANGLEWOOD LEGACY ADVISORS, LLC

CRD#: 127289 / SEC#: 801-107793

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

Texas

Registered Investment Advisory firm - (5/23/2016 Terminated)

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Contact information

Main Address

One Riverway, Suite 1550, Houston, TX 77056

Mailing Address

Phone number

(713) 599-4999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/2/2025)

Regulatory assets under management

Total Number of Accounts	522
AUM (Assets Under Management)	$ 562,079,455

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David C. Stuyck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Christopher Stuyck's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

BOLTON SECURITIES CORPORATION

BOLTON GLOBAL CAPITAL

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

INVESCO DISTRIBUTORS, INC.

Primary Firm SEC Registration

TANGLEWOOD LEGACY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/26/2002

SIE

Date: 10/1/2018

Series 31

Date: 11/20/2003

Series 7

Date: 2/12/2002

Series 6

Date: 4/27/1994

Series 24

Date: 4/5/2006

Current Firm

TANGLEWOOD LEGACY ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TANGLEWOOD LEGACY ADVISORS, LLC

TRUST BUT VERIFY

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