Christian S. Reddy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian St Clair Reddy, who also goes by Chris Reddy, Christian S Reddy, Christian St. Clair Reddy, Christian Stclair Reddy, was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 1994. Christian had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2023 - February 19, 2026
BNP PARIBAS SECURITIES CORP.
October 29, 2020 - July 18, 2023
COWEN AND COMPANY
September 9, 2016 - March 12, 2020
MORGAN STANLEY & CO. LLC
September 11, 2013 - September 19, 2016
LAZARD ASSET MANAGEMENT SECURITIES LLC
March 29, 2012 - October 2, 2012
POTOMAC CAPITAL MARKETS, LLC
September 3, 2009 - August 17, 2010
LABRANCHE FINANCIAL SERVICES, LLC
June 18, 2001 - March 24, 2004
BANC OF AMERICA SECURITIES LLC
September 12, 1996 - April 6, 2000
LAZARD FRERES & CO. LLC
September 7, 1996 - October 31, 1996
J.P. MORGAN SECURITIES INC.
May 25, 1994 - November 8, 1995
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BNP PARIBAS SECURITIES CORP.
CRD#: 15794 / SEC#: , 8-32682
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BNP PARIBAS US WHOLESALE HOLDINGS, CORP | OWNER | |
| BONNAUD, JOE-KARIM | CEO | 7551817 |
| CASTILLO, SUSANNA BEATRIZ | BOARD MEMBER | 4992387 |
| FARRELL, MICHAEL F | CHIEF FINANCIAL OFFICER, FINOP | 2562352 |
| GAO, NICHOLAS N | GENERAL COUNSEL | 5140547 |
| HALPHEN, EMMANUEL | CHIEF OPERATIONS OFFICER | 5019981 |
| HAWLEY, ROBERT WILLIAM JR | CHAIRMAN | 828024 |
| HORTOPAN, NICOLAE SERBAN | CHIEF CONDUCT AND CONTROL OFFICER | 4789377 |
| LING, PETER | BOARD DIRECTOR | 2714915 |
| NIEBLING, JOHN C | CHIEF COMPLIANCE OFFICER | 4736313 |
| PLACIDO, JOSE | BOARD DIRECTOR | 7081415 |
| RAO, PHIROZE S | BOARD DIRECTOR | 7808745 |
| XHAYET, STEPHANE PATRICK | CHIEF OPERATING OFFICER | 5955712 |
Disclosures
| Regulatory Event | 100 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
