Lloyd Daniel Lowe Sr
Professional Summary
Lloyd Daniel Lowe SR, who also goes by Lloyd Daniel Lowe, was a registered financial advisor. Lloyd was a previously registered financial professional and started their career in finance 1994 - 2024. Lloyd had worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lloyd Daniel Lowe
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
L.D. LOWE SENIOR FINANCIAL ADVISORY | LD LOWE WEALTH ADVISORY | LD LOWE SR., LLP | LD LOWE SR., LLC | LD LOWE SR., FINANCIAL ADVISORY | LD LOWE SR. WEALTH ADVISORY | L.D. LOWE WEALTH ADVISORY, INC.
Contact Information
Main Address
1100 East Campbell Road Suite 200, Richardson, TX 75081Phone Number
(972) 335-2523# of Employees
8SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
677AUM (Assets Under Management)
$118,813,315Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
L.D. LOWE SENIOR FINANCIAL ADVISORY | LD LOWE WEALTH ADVISORY | LD LOWE SR., LLP | LD LOWE SR., LLC | LD LOWE SR., FINANCIAL ADVISORY | LD LOWE SR. WEALTH ADVISORY | L.D. LOWE WEALTH ADVISORY, INC.
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 1994About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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