William C. Roller

BEACON ROCK WEALTH ADVISORS

Camas, WA 98607

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CRD#: 2474343

Professional summary

William Christopher Roller, CFP® is a registered financial advisor currently at BEACON ROCK WEALTH ADVISORS located in Camas, Washington.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. William has worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

N58518 FLYING CLUB, LLC - NOT INVESTMENT RELATED- OWNER OF 1/3 CESNA 182- FINANCIAL INVESTMENT 30K - START 3/2004. LOAN OFFICER (NMLS #107972) FOR PRESTIGE MORTGAGE SERVICES, INC. DBA PRESTIGE HOME MORTGAGE (NMLS14216). 8802 NE 5TH AVE, VANCOUVER, WA 98665. IT TAKES FIVE (5) HOURS PER WEEK, NONE DURING MARKET HOURS. NOT INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Christopher Roller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

June 23, 2004 - Present

BEACON ROCK WEALTH ADVISORS

Office #1: 2005 Se 192nd Ave Ste 200, Camas, WA 98607Office #2: 2005 Se 192nd Ave Ste 200, Camas, WA 98607-7475

RIA

CRD#: 131592

Camas, WA

Past

October 31, 2003 - July 22, 2008

FIRST MONTAUK SECURITIES CORP.

RIA

CRD#: 13755

VANCOUVER, WA

Past

October 31, 2003 - July 22, 2008

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

VANCOUVER, WA

Past

April 5, 2002 - November 5, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PORTLAND, OR

Past

September 22, 1994 - November 5, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 20, 1994 - August 1, 1994

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(7/19/2004)

IAR

Washington
(6/23/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/4/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/15/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 4/6/2001

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/19/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/25/2004

General Securities Principal Examination

Current Firm

BEACON ROCK WEALTH ADVISORS

BEACON ROCK WEALTH ADVISORS | BR CAPITAL, INC.

CRD#: 131592 / SEC#:

Montana

Registered Investment Advisory firm - (11/22/2011 Terminated)

Oregon

Registered Investment Advisory firm - (7/19/2004 Approved)

Washington

Registered Investment Advisory firm - (6/23/2004 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2005 Se 192nd Ave Ste 200, Camas, WA 98607-7475

Mailing Address

Phone number

(360) 735-1900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	50
AUM (Assets Under Management)	$ 8,399,677

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William C. Roller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Christopher Roller's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST MONTAUK SECURITIES CORP.

FIRST MONTAUK SECURITIES CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SENTRA SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 10/4/1994

Series 63

Date: 4/15/1994

Series 3

Date: 4/6/2001

Series 7

Date: 4/19/1994

Series 24

Date: 2/25/2004

Current Firm

BEACON ROCK WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BEACON ROCK WEALTH ADVISORS

TRUST BUT VERIFY

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