GK
Gregory S. Kinkead
CENTAURUS FINANCIAL
Las Vegas, NV 89135
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CRD#: 2473933
GK
Professional summary
Gregory Scott Kinkead is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Las Vegas, Nevada.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Gregory has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CEO/FOUNDER, KINKEAD WEALTH MANAGEMENT, 1980 FESTIVAL PLAZA DR., SUITE #300, LAS VEGAS, NV 89138. INVESTMENT RELATED, SINCE 07/2019. MARKETING PURPOSES AND DBA. 2. ANNUITIES MADE SIMPLE, INVESTMENT RELATED, 1980 FESTIVAL PLAZA DR.,#300, LAS VEGAS, NV 89135, MARKETING PURPOSES AND DBA, CEO AND FOUNDER SINCE 3/2016, DEVOTED TIME IS 40 HRS A MONTH, MARKETING CAMPAIGNS, INCLUDING MAILERS, SEMINARS, ONE ON ONE WORKSHOPS, AND EVENTUALLY WEBINARS AND EDUCATION EVENTS. 3. KINKEAD INSURANCE SERVICES POSITION: CEO/Founder NATURE: Term Life Insurance, Fixed Life Insurance, LTC Insurance, Medicare Supplements and Fixed Annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 1980 Festival Plaza Dr. #300, Las Vegas NV 89135, United States DESCRIPTION: This will be for marketing purposes for term life insurance, long term care insurance, medicare supplements and Fixed only life insurance and annuities.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Scott Kinkead's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gregory Scott Kinkead's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 15, 2010 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 1980 Festival Plaza Drive Suite #300, Las Vegas, NV 89135Office #2: 2901 W. Coast Highway Suite #200, Newport Beach, CA 92663RIA
BD
CRD#: 30833
Las Vegas, NV
Current
January 4, 2010 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 1980 Festival Plaza Drive Suite #300, Las Vegas, NV 89135Office #2: 2901 W. Coast Highway Suite #200, Newport Beach, CA 92663RIA
BD
CRD#: 30833
Las Vegas, NV
Past
January 6, 2009 - January 19, 2010
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAS VEGAS, NV
Past
December 5, 2008 - January 6, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
LAS VEGAS, NV
Past
December 5, 2008 - January 6, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
LAS VEGAS, NV
Past
May 17, 2004 - December 26, 2008
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
LAS VEGAS, NV
Past
May 14, 2004 - December 26, 2008
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
LAS VEGAS, NV
Past
January 9, 2003 - June 4, 2004
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
LAS VEGAS, NV
Past
November 29, 2002 - June 4, 2004
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
May 6, 1994 - December 12, 2002
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/4/2010)
IAR
Arizona(10/17/2018)
RR
California(1/5/2010)
IAR
California(3/11/2011)
RR
Florida(8/21/2018)
RR
Illinois(12/18/2023)
IAR
Illinois(12/18/2023)
RR
Indiana(1/22/2024)
RR
Mississippi(1/6/2010)
IAR
Mississippi(3/19/2012)
RR
Nevada(1/15/2010)
IAR
Nevada(1/15/2010)
RR
New Mexico(6/25/2024)
IAR
New Mexico(6/25/2024)
RR
Pennsylvania(9/26/2025)
IAR
Pennsylvania(9/26/2025)
RR
Tennessee(8/28/2023)
IAR
Texas(3/12/2024)
RR
Texas(3/13/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
