Ash Y. Hanna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ash Youssef Hanna, who also goes by Ash Yousses Hanna, was a registered financial professional .
Ash is a previously registered financial professional and started their career in finance in 1998. Ash had worked at 7 firms and has passed the Series 65, Series 63, Series 62, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2017 - December 31, 2024
SARGENTIC INVESTMENT MANAGEMENT LLC
May 2, 2014 - December 31, 2016
SARGENTIC INVESTMENT MANAGEMENT LLC
December 8, 2005 - April 9, 2013
FORTITUDE ADVISORY GROUP L.L.C.
October 4, 2005 - November 3, 2006
ARGENTUS SECURITIES, LLC
May 20, 2003 - October 11, 2005
QA3 FINANCIAL CORP.
October 12, 1999 - May 16, 2003
SECURITIES AMERICA, INC.
August 28, 1998 - October 15, 1999
SECURITIES SERVICE NETWORK, LLC
July 9, 1998 - September 8, 1998
INVESTORS CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 2/18/2000
Corporate Securities Limited Representative ExaminationCurrent Firm
SARGENTIC INVESTMENT MANAGEMENT LLC
CRD#: 168878 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 1,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
