David B. Ernst

CEDAR POINT CAPITAL PARTNERS

Cedar Rapids, IA 52401

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CRD#: 2473858

Professional summary

David Brian Ernst, AIF® is a registered financial advisor currently at CEDAR POINT CAPITAL PARTNERS, LLC located in Cedar Rapids, Iowa.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. David has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. The District: Czech Village & New Bohemia; Not Investment-Related; 208 12th Ave SE Ste G, Cedar Rapids, IA 52401; Non-Profit Organization (Location Economic Development); Board Member; 02/28/2023; Approx 5 hours per month; 0 hours per month during securities trading hours; Support District Economic Development/Organizational Efforts. 2. YouthPort; Not Investment-Related; 2309 C Street SW, Cedar Rapids, IA 52404; Non-Profit Organization (Child Welfare); Advisory Board Member; 02/28/2023; Less than 5 hours per month dedicated for the OBA; 0 hours spent during securities trading hours; Support Local Organizational Goals/Resource Allocation. 3. Boys & Girls Club of the Corridor; Not Investment-Related; 420 6th Street SE, #240, Cedar Rapids, IA 52401; Non-Profit Organization (Child Welfare); Board Member; 01/01/2010; Less than 5 hours per month dedicated to the OBA; 0 hours spent during securities trading hours; Support Local Fundraising Events/Galas.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Brian Ernst's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

February 3, 2022 - Present

CEDAR POINT CAPITAL PARTNERS, LLC

Office #1: 329 12th Ave Se Suite 106, Cedar Rapids, IA 52401

RIA

CRD#: 317532

Cedar Rapids, IA

Past

February 3, 2014 - February 1, 2022

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Cedar Rapids, IA

Past

February 3, 2014 - February 1, 2022

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Cedar Rapids, IA

Past

June 18, 2010 - February 4, 2014

LPL FINANCIAL LLC

CRD#: 6413

CEDAR RAPIDS, IA

Past

June 17, 2010 - February 4, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

CEDAR RAPIDS, IA

Past

December 11, 2000 - June 9, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

CEDAR RAPIDS, IA

Past

November 17, 2000 - June 9, 2010

LPL FINANCIAL LLC

CRD#: 6413

CEDAR RAPIDS, IA

Past

April 18, 1994 - November 20, 2000

STANTON INVESTMENT SERVICES, INC.

CRD#: 29462

PLYMOUTH, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CEDAR POINT CAPITAL PARTNERS, LLC

CRD#: 317532 / SEC#: 801-123161

RIA

Registered Investment Advisory firm - (2/3/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(2/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/22/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/15/1994

General Securities Representative Examination

Current Firm

CEDAR POINT CAPITAL PARTNERS, LLC

CRD#: 317532 / SEC#: 801-123161

RIA

Registered Investment Advisory firm - (2/3/2022 Approved)

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Contact information

Main Address

329 12th Ave Se Suite 106, Cedar Rapids, IA 52401

Mailing Address

Phone number

(800) 501-6403

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (11/11/2025)

Regulatory assets under management

Total Number of Accounts	1,128
AUM (Assets Under Management)	$ 200,899,768

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David B. Ernst

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Brian Ernst's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

STANTON INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CEDAR POINT CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/22/1994

SIE

Date: 10/1/2018

Series 7

Date: 4/15/1994

Current Firm

CEDAR POINT CAPITAL PARTNERS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CEDAR POINT CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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