Steven M. Brodey
Professional summary
Steven Matthew Brodey is a registered financial professional currently at COREBRIDGE CAPITAL SERVICES, INC. located in Woodland Hills, California.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1994. Steven has worked at 4 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 22 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Matthew Brodey's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 20, 2001 - Present
COREBRIDGE CAPITAL SERVICES, INC.
Office #1: 21650 Oxnard Avenue Suite 750, Woodland Hills, CA 91367November 22, 1999 - September 19, 2000
FIDELITY BROKERAGE SERVICES LLC
August 23, 1996 - November 15, 1999
MORGAN STANLEY DW INC.
April 18, 1994 - October 19, 1995
CHADWICK FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(2/20/2001)
Exams
FINRA
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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