Lori Prokopenko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lori Prokopenko, who also goes by Lori L Prokopenko, Lori Lynn Prokopenko, was a registered financial professional .
Lori is a previously registered financial professional and started their career in finance in 1994. Lori had worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2021 - December 31, 2024
STONEX OUTSOURCED SERVICES LLC
March 1, 2019 - November 10, 2025
STONEX FINANCIAL INC.
September 7, 2017 - April 17, 2018
CHARLES SCHWAB & CO., INC.
December 3, 2004 - November 15, 2017
OPTIONSXPRESS, INC.
November 1, 2003 - April 16, 2004
BMO CAPITAL MARKETS CORP.
July 23, 2002 - November 1, 2003
HARRIS NESBITT CORP.
November 2, 2000 - July 10, 2002
ABN AMRO INCORPORATED
September 18, 1996 - December 31, 1997
MF GLOBAL INC.
June 3, 1994 - June 3, 1996
MF GLOBAL INC.
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
STONEX OUTSOURCED SERVICES LLC
CRD#: 30773 / SEC#: , 8-45150
Contact information
Documents
Red Flags
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