We-yu Chou

NEW ASSETS INVESTMENT ADVISORS

MILPITAS, CA 95035

CRD#: 2473767

Some features on this profile are disabled

Professional summary

We-yu Chou, who also goes by Rex Chou, We Yu Chou, is a registered financial advisor currently at NEW ASSETS INVESTMENT ADVISORS LLC located in Milpitas, California.

We-yu is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. We-yu has worked at 1 firm and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rex Chou | We Yu Chou

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view We-yu Chou's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2013 - Present

NEW ASSETS INVESTMENT ADVISORS LLC

Office #1: 1525 Mccarthy Blvd, Suite 1083, Milpitas, CA 95035

RIA

CRD#: 167341

MILPITAS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/7/2013)

IAR

Texas
(3/20/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/6/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 3/31/1994

General Securities Representative Examination

Current Firm

NEW ASSETS INVESTMENT ADVISORS LLC

CRD#: 167341 / SEC#:

California

Registered Investment Advisory firm - (5/7/2013 Approved)

Texas

Registered Investment Advisory firm - (3/20/2019 Conditional Restricted)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1525 Mccarthy Blvd Suite 1083, Milpitas, CA 95035

Mailing Address

Phone number

(408) 520-9558

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	168
AUM (Assets Under Management)	$ 43,849,052

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ashkahn Moayedi

WELLS FARGO CLEARING SERVICES, LLC

IAR

DANVILLE, CA

Ronald Guay

FALCON WEALTH PLANNING, INC.

IAR

San Jose, CA

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

We-yu Chou

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view We-yu Chou's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEW ASSETS INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/6/2012

Series 7

Date: 3/31/1994

Current Firm

NEW ASSETS INVESTMENT ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NEW ASSETS INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors